Governance, Risk and Compliance are vital for the operation of all organisations. In Financial Services they go a step beyond important as they are critical components for the business. The regulatory arena is vast, and professionals must be constantly updated with the very latest regulations and directives, as well as knowhow and practical applications revolving around these key areas, if the business is to be successful and thrive.
- Anti-Money Laundering regulations
- Anti-Money Laundering Certificate
- Compliance Essentials
- Know Your Client and Customer Due Diligence
- Best Execution: Meeting ESMA Regulatory Requirements
- Regulatory Requirements for Investment Research, Investment Advice and Portfolio Management
- Investor Protection Regulatory Updates
- MiFID II / MiFIR Overview
- MiFID II Organisational Requirements and Operating Conditions for Investment Firms
- Product Governance, Suitability Assessment and Independent vs Non-Independent Investment Advice
- Product Governance and Preparation of Key Information Documents (KID) of PRIIPS
- Marketing Communication in Financial Services
- MiFIR Transaction Reporting
- Outcomes-Based Approach to the Client Money & Asset Regime
- Treating Customers Fairly in Financial Services
- Financial Promotions and Digital Media Compliance
- Financial Promotion and Appropriateness
- Product Governance
- Safeguarding Client Assets and Money
- Handling Client Complaints in Financial Services
- Best Execution Disclosures and MiFIR Transaction Reporting
- ESMA Guidance and Whistle Blowing Process
- ESMA Regulatory Reporting
- CRS & FATCA Compliance & Reporting
- Insurance Distribution Directive (IDD): A New Era in Insurance Distribution
- Mortgage Credit Regulatory Framework
- Corporate Governance in Banking: Strategic Issues and Practical Aspects
- International Economic Sanctions
- Directors’ Roles and Responsibilities
- Insurance Contracts for the Banking Sector: BBBs and PIs
- Applied Product Strategy Concepts for the Insurance Sector
- Directors and Officers Insurance: Professional Indemnity, Liability and Cyber Risks
- Corporate Governance and the Role of Internal Audit
- Fraud Detection, Prevention and Auditing
- The Compliance Monitoring Programme
- A Practical Review of Financial Regulation Requirements and Reporting
- Corporate Governance for Credit Institutions and Investment Firms
- Risk Governance Workshop
- PSD2, Open Banking and Digital Transformation
- eIDAS Regulation and eSignatures
- International Banking Regulations
- ICAAP Internal Capital Adequacy Assessment Process
- Certificate in Governance, Financial Regulations and Compliance
- Risk Management
- Risk in Financial Services
- Transaction Monitoring
- Investment Risk Analysis
- Risk Assessment Methods
- Risk Communication Monitoring and Review